SCHABELL FINANCIAL, LLC
PRIVACY POLICY
Effective Date: March 2026
Schabell Financial, LLC (“SFL,” “we,” “our,” or “us”) is committed to protecting the privacy of our clients and visitors to our website. This Privacy Policy describes how we collect, use, disclose, and safeguard your personal information in connection with our investment advisory services and your use of our website at schabellfinancial.com. This policy is provided in accordance with Regulation S-P (17 C.F.R. Part 248), the Illinois Personal Information Protection Act (815 ILCS 530/1 et seq.), and other applicable federal and state privacy laws.
We collect personal information that you voluntarily provide to us, including when you complete a contact form on our website, enter into an advisory agreement, or communicate with us by phone, email, or other means. This information may include: your name, mailing address, email address, telephone number, date of birth, Social Security number or tax identification number, employment information, financial account information, investment experience and objectives, risk tolerance, income and net worth, and tax status.
When you visit our website, certain information may be collected automatically through cookies, web beacons, and similar technologies, including: your IP address, browser type and version, operating system, referring URL, pages visited, date and time of your visit, and the duration of your visit. We use this information to analyze website traffic, improve the functionality of our website, and ensure the security of our systems. We do not use this information to make investment recommendations or advisory decisions.
We use the personal information we collect for the following purposes: (a) to provide investment advisory services to you, including analyzing your financial circumstances, developing and implementing investment strategies, and managing your accounts; (b) to communicate with you regarding your accounts, our services, and regulatory matters; (c) to comply with applicable federal and state laws, rules, and regulations, including reporting and recordkeeping requirements; (d) to respond to inquiries submitted through our website contact form; (e) to protect against fraud, unauthorized transactions, and other liabilities; and (f) to administer and improve our website and business operations.
We do not sell, rent, or trade your personal information to third parties for their marketing purposes. We may disclose your personal information in the following limited circumstances:
(a) To your qualified custodian, broker-dealer(s), and other financial service providers as necessary to execute transactions, manage your accounts, and provide advisory services.
(b) To our service providers, agents, and contractors who perform services on our behalf and who have a legitimate business need for such information, such as technology providers, legal counsel, and accountants. These parties are contractually obligated to maintain the confidentiality of your information and may not use it for any purpose other than performing the services for which they were engaged.
(c) As required or permitted by applicable law, regulation, or legal process, including in response to a subpoena, court order, or regulatory inquiry.
(d) To protect the rights, property, or safety of SFL, our clients, or others.
(e) With your prior written consent.
If you are a former client, we will treat your information in the same manner as we treat information of current clients. We do not disclose the personal information of former clients except as described in this Privacy Policy.
We maintain physical, electronic, and procedural safeguards designed to protect your personal information from unauthorized access, use, or disclosure. These safeguards include: restricting access to personal information to those employees and service providers who have a legitimate business need for such access; using encryption and secure communication protocols for electronic transmissions of personal information; maintaining secure physical storage for documents containing personal information; requiring all employees and service providers to comply with our information security policies; and regularly reviewing and updating our security practices to address emerging threats.
For additional details regarding our information security procedures, please refer to our Compliance Manual or contact us directly.
You may request access to the personal information we maintain about you, or request that we correct or update inaccurate information, by contacting us at the address or phone number provided below. You may also request that we limit our sharing of your personal information as described in this policy, to the extent permitted by applicable law.
If you no longer wish to receive communications from us, you may opt out by contacting us directly. Please note that even if you opt out of marketing communications, we may continue to send you communications related to your advisory account, regulatory disclosures, and other service-related matters.
We reserve the right to amend this Privacy Policy at any time. If we make material changes to this policy, we will notify you by posting the updated policy on our website and, where required, by delivering an updated privacy notice to you directly. The “Effective Date” at the top of this policy indicates the date of the most recent revision.
If you have any questions about this Privacy Policy or our privacy practices, please contact us at:
Schabell Financial, LLC
3628 Kerriell Ct.
Naperville, IL 60564
Telephone: (331) 808-5901
Email: brandon@schabellfinancial.com
